Disclosures

The Wealth Alliance | Important Disclosures | Effective Date: July 2026

SEC Registration and Brokerage Activities

The Wealth Alliance, LLC (“WA”) is an investment adviser registered with the U.S. Securities and Exchange Commission (“SEC”). Registration with the SEC does not imply a certain level of skill or training. Certain advisory personnel are also registered representatives of Purshe Kaplan Sterling Investments, Inc. (“PKS”), an unaffiliated broker-dealer. When acting in their separate brokerage capacity through PKS, such individuals may receive commissions or other transaction-based compensation separate from and in addition to advisory fees charged by WA. Clients are under no obligation to effect securities transactions through PKS.

Investment Risks and Performance

Past performance is not indicative of future results. All investments involve risk, including the possible loss of principal. Different investments and investment strategies involve varying degrees of risk, and there can be no assurance that any investment strategy, asset allocation, or financial planning recommendation will be profitable, suitable for a particular investor, or achieve its intended objective.

Informational Purposes Only

The information contained on this website is provided for informational and educational purposes only and should not be construed as investment, legal, tax, accounting, or other professional advice, or as a recommendation to buy, sell, or hold any security or investment strategy. Nothing contained on this website is intended to create an investment advisory relationship. Advisory services are provided only pursuant to a written advisory agreement.

Individual Circumstances and Professional Advice

Any investment decision should be made only after consideration of an investor’s individual objectives, financial circumstances, risk tolerance, and investment needs, and, where appropriate, consultation with professional advisers. Investors should not rely exclusively on information contained on this website when making investment or financial decisions.

Accuracy and Reliability of Information

Information presented on this website may be obtained from sources believed to be reliable; however, WA makes no representation or warranty as to its accuracy, completeness, timeliness, or suitability. Information contained on this website is current only as of the date indicated and may change without notice. Opinions expressed are current only as of the date indicated and are subject to change without notice. Market conditions, regulations, and other circumstances may cause information on this website to become outdated.

Forward-Looking Statements

Certain information contained on this website may include forward-looking statements, projections, assumptions, estimates, forecasts, or opinions. Actual results may differ materially from those expressed or implied. WA undertakes no obligation to update any forward-looking information.

No Offer or Solicitation

Nothing contained on this website constitutes an offer to sell, a solicitation of an offer to buy, or a recommendation regarding any security, investment product, or advisory service. WA provides advisory services only in jurisdictions where it is properly registered or exempt from registration.

Not all services, investments, or strategies referenced on this website may be appropriate for all investors or available in all jurisdictions.

Marketing and Advertising Disclosures

Certain content distributed through this website, blogs, articles, videos, webinars, podcasts, social media platforms, and similar communications may constitute advertisements under Rule 206(4)-1 under the Investment Advisers Act of 1940. Any testimonials, endorsements, ratings, recognitions, or awards, if displayed, are presented in accordance with applicable regulatory requirements and should not be construed as a guarantee of future performance, investment results, or client experience.

Any testimonial, endorsement, rating, ranking, award, or recognition presented on this Website may not be representative of the experience of all clients and is not a guarantee of future performance or success. Additional information regarding methodology, selection criteria, and applicable disclosures will be provided where required.

Legal, Tax and Accounting Matters

WA does not provide legal, tax, or accounting advice. Clients should consult their attorney, accountant, tax adviser, CPA, or other qualified professional regarding their individual circumstances.

Third-Party Content

References to third-party content, publications, or websites should not be interpreted as an endorsement or approval by WA unless expressly stated otherwise.

Additional Regulatory Information

Additional information regarding WA’s services, fees, conflicts of interest, and standards of conduct is available in our current Form ADV Part 2A Brochure and Form CRS, which are available upon request and through the SEC’s Investment Adviser Public Disclosure website at Investment Adviser Public Disclosure.