Disclosures

Privacy Notice
The Wealth Alliance, LLC
Effective Date: April 22, 2026

Our Commitment to Your Privacy
The Wealth Alliance, LLC (“WA,” “we,” “our,” or “us”) is committed to protecting the privacy and confidentiality of our clients’ personal information. We consider safeguarding your non-public personal information to be a fundamental part of our advisory relationship with you. This Privacy Policy describes how we collect, use, share, and protect information relating to our current and former clients, as required under federal and state law.

Information We Collect
In connection with providing investment advisory services, we may collect non-public personal information about you from the following sources:

• Information you provide to us on applications, agreements, questionnaires, or other forms
• Information we receive from you orally, electronically, or in writing
• Information about your transactions, account history, balances, holdings, and investment objectives
• Information we may receive from third parties, such as custodians, broker-dealers, account aggregation services, or other service providers, as permitted by law.
• Non-public personal information may include, for example, your name, address, email address, Social Security or taxpayer identification number, financial information, and account details.

How We Use Your Information
We use your personal information solely for legitimate business purposes, including to:

• Provide investment advisory services
• Open, maintain, and service your accounts
• Process transactions you request or authorize
• Communicate with you regarding your accounts or our services
• Meet legal, regulatory, and recordkeeping obligations

Information Sharing Practices
We do not sell your personal information.

We may disclose non-public personal information only as permitted or required by law, including:

• To non-affiliated service providers who need the information to perform services on our behalf (such as custodians, third-party administrators, technology providers, compliance consultants, accountants, or legal advisors)
• To comply with federal or state laws, regulations, subpoenas, or regulatory examinations
• To protect against fraud, unauthorized transactions, or other legal or security concerns
• Service providers with whom we share information are required to maintain the confidentiality of that information and use it only for the purposes for which it is provided.
• We may disclose nonpublic personal information about you to unaffiliated third parties as necessary to service your account, including custodians, service providers, and as required or permitted by law,
• Because we do not disclose nonpublic personal information except as permitted by law, we do not offer an opt-out to limit such disclosures.

Protection of Your Information
We maintain physical, electronic, and procedural safeguards that are reasonably designed to protect your personal information from unauthorized access, use, or disclosure. These safeguards are designed to comply with applicable federal standards and are periodically reviewed and updated. Access to client information is restricted to employees and service providers who require the information to perform their responsibilities. We maintain written information security, incident response, and identity-theft prevention policies and procedures designed to comply with applicable federal and state laws.

Former Clients
If you cease to be a client, we will continue to treat your personal information in accordance with this Privacy Policy and as required by applicable law and regulatory record-retention requirements.

Website Information & Cookies
Our public website does not request or collect nonpublic personal information through its publicly accessible pages. Secure client portal access, which may be made available through links on our website, is provided through third-party service providers and is governed by those providers’ security and privacy controls. Like most websites, we may automatically collect limited technical or usage information (such as IP address, browser type, or pages visited) through cookies or similar technologies; this information does not constitute nonpublic personal information and is used solely for website functionality, security, and analytics.

Third-Party Websites
Our website may contain links to unaffiliated third-party websites. We are not responsible for the privacy practices or content of those websites. This Privacy Policy applies only to information maintained by WA. Please review the privacy policies of any third-party sites you visit.

Email Communications
While we take reasonable precautions to safeguard electronic communications, email is not always secure. We recommend that you do not send sensitive personal or account information via unsecured email. WA does not accept trading instructions or money-movement requests via email. Emails sent to or from WA may be monitored, archived, or reviewed in the ordinary course of business for compliance, supervisory, and regulatory purposes. In certain circumstances, WA may make available secure or encrypted electronic communications; however, clients should not assume that all email communications are secure and should avoid transmitting sensitive personal or account information via email.

Changes to This Policy
We reserve the right to modify this Privacy Policy at any time, consistent with applicable law. We will provide notice of any material changes as required.

Annual Delivery
This Privacy Policy is provided to clients annually, including in connection with The Wealth Alliance, LLC’s Form ADV annual amendment.

Contact Information
If you have any questions about this Privacy Policy or our privacy practices, please contact us at:

The Wealth Alliance, LLC, Compliance Department.

New York Office
105 Broadhollow Rd
Melville, NY 11747
631-670-0682

Florida Office
6501 Congress Avenue
Suite 100
Boca Raton, FL 33487
561-910-8626

info@thewealthalliance.com